Investor Charter - Annexure B

Sridevi V – Investment Adviser Registered with SEBI

Investors’ Compliant Data for the month ending Jan - 2023

Sr. No Received from Pending at the end of last month Received Resolved * Total Pending # Pending complaint s > 3months Average Resolution time^ (in days)
1 Directly from Investors to IA 0 0 Not applicable 0 0 Not applicable
2 SEBI (SCORES) 0 0 Not applicable 0 0 Not applicable
3 Other Sources (if any) 0 0 Not applicable 0 0 Not applicable
Grand Total 0 0 0 0

^ Average Resolution time is the sum total of time taken to resolve each complaint in days, in the current month divided by total number of complaints resolved in the current month.

Trend of monthly disposal of complaints for last 6 months

Sr. No Month Carried forward from previous month Received Resolved * Pending#
3 Aug 2022 0 0 Not applicable Not applicable
4 Sep 2022 0 0 Not applicable Not applicable
5 Oct 2022 0 0 Not applicable Not applicable
6 Nov 2022 0 0 Not applicable Not applicable
1 Dec 2022 0 0 Not applicable Not applicable
2 Jan 2023 0 0 Not applicable Not applicable
Grand Total 0 0

*Inclusive of complaints of previous months resolved in the current month.

#Inclusive of complaints pending as on the last day of the month.

Trend of annual disposal of complaints

Sr. No Financial Year Carried forward from previous year Received Resolved * Pending#
1 2013-14 0 0 Not applicable Not applicable
2 2014-15 0 0 Not applicable Not applicable
3 2015-16 0 0 Not applicable Not applicable
4 2016-17 0 0 Not applicable Not applicable
5 2017-18 0 0 Not applicable Not applicable
6 2018-19 0 0 Not applicable Not applicable
7 2019-20 0 0 Not applicable Not applicable
8 2020-21 0 0 Not applicable Not applicable
9 2021-22 0 0 Not applicable Not applicable
10 2022-23 0 0 Not applicable Not applicable
Grand Total

*Inclusive of complaints of previous years resolved in the current year.

#Inclusive of complaints pending as on the last day of the year.